Compliance Manager

Adverts (C & D)
60000.00 GBP Annual + + bens
07 Aug 2017
15 Aug 2017
Contract Type
Compliance Manager/Compliance Officer/Compliance exec

An exciting opportunity for an experience senior compliance professional to work with a rapidly growing award-winning FS house.

The Compliance Manager will work with the organisation compliance clients and will be responsible for overseeing the work of a small team of Compliance associates that are assigned to you. Your day to day role will require you to be involved in:

- Oversee a small team of Compliance Associates in their daily task
- Manage the ongoing compliance monitoring plan for a portfolio of clients (hedge funds, investment managers, corporate finance advisors, wealth managers, crowdfunders)
- Perform a variety of special compliance projects and thematic reviews and sign-offs
- Collate compliance requests and articulate issues to the compliance committee for discussion
- Undertake Compliance projects as requested.

To secure this role you will have a proven track record in a senior Compliance role, will have worked in compliance in a hedge funds, investment managers, corporate finance advisors, wealth managers or crowdfunders environment. To be considered you MUST have:

- Experience in working in an FCA compliance environment with a good understanding of the financial services industry
- Team leader skills to lead a small team of 2-3
- Knowledge of Finacial Promotions
- Knowledge of AIFMD and MIFID

If you have a background as a Senior Compliance professional within a Investment, Wealth , Hedge fund or Asset Management organisation this opportunity could offer you the next challenge you are looking for. This organisation offers career progression and offer genuine career progression.